Undertaking regulated services means we adhere to the exacting requirements of the Financial Conduct Authority.
Undertaking regulated services means we adhere to the exacting requirements of the Financial Conduct Authority.
The Financial Conduct Authority (FCA) is the regulator of financial services firms and markets in the UK. Its mission is to protect the public’s right to a fair deal by ensuring financial markets are honest, just and effective. The FCA will also take action when risks and concerns are identified.
CTT Private Client Wealth is proud to be FCA regulated. It means that you can rest assured in the knowledge that:
• We treat our clients fairly, placing customer protection above our own profits and income
• We met with the FCA’s regulations in order to become authorised and we continue to be supervised by them to ensure we maintain high standards
• The FCA would use enforcement powers – criminal, civil or regulatory – in the unlikely event that CTT Private Client Wealth failed to adhere to FCA requirements.
Regulated Financial Services
At CTT Private Client Wealth, we perform certain financial activities that require regulation as per the Financial Services and Markets Act 2000 (FSMA). These activities include dealing with, arranging, advising on, aiding in the administration of, and making preparations for:
• Issuing electronic money
• Contracts of insurance
• Investments and collective investment schemes
• Mortgages
• Trading facilities
• Sending dematerialised instructions
• Trusts
• Credit agreements
• Home reversion plans
• Pension schemes
• Stakeholder products
• Lloyd’s market activities
• Funeral plan contracts
When you come to us for such services, you have the assurance of knowing that everyone on our team meets the high standards of the FCA.
